Risk Disclosure Policy

8/6/20253 min read

1. Scope
1.1 This Policy explains the principal risks associated with trading leveraged products (including CFDs and forex) referenced on the website(s) of
Nobles Capital Advisors and Introducing Brokers LLC (“Nobles”, “we”, “us”).
1.2 Nobles is licensed in the UAE under SCA Category 5 (Arrangement). We do not execute trades, do not provide portfolio management, and do not hold client money or client assets. Trading accounts, funding, orders, and executions occur directly with third-party licensed providers chosen by you.
1.3 This Policy is informational. It cannot describe every possible risk. By using our site or engaging any referenced products, you acknowledge these risks and accept that you trade at your own risk.

2. General Overview
2.1 Trading leveraged products is speculative and carries a high risk of loss, up to and including the entire amount you deposit with a third-party provider, and (depending on provider terms) potentially more than your initial margin.
2.2 Past performance is not a reliable indicator of future results. Prices can move rapidly and unpredictably.
2.3 You should trade only with money you can afford to lose and ensure you understand product features, costs, and protections (if any) offered by your chosen provider.
2.4 Nobles does not provide investment advice or personal recommendations. Any information we publish is general and educational.

3. No Execution / Third-Party Providers
3.1 Accounts are opened with third-party regulated firms that provide platforms and execution on an execution-only basis.
3.2 You are solely responsible for platform use, order placement, and monitoring open positions with the provider.
3.3 Always read the provider’s Terms, Risk Disclosures, Order Execution Policy, Margin Policy, Fee Schedule, and Client Money/Custody disclosures.

4. Charges
4.1 Trading costs (e.g., spreads, commissions, swaps/financing, conversion fees, inactivity fees) are set by your chosen provider. Request the full fee schedule before you trade.
4.2 Percentage-based fees typically apply to notional (contract value), not just your initial margin.

5. Transactions Involving Contingent Liabilities (e.g., CFDs)
5.1 Margin products create obligations to post additional funds if markets move against you. Failure to meet margin calls may result in forced liquidation at a loss, and you may remain liable for any deficit.
5.2 Some products may have unlimited loss potential. Do not trade unless you fully understand the risks.

6. Trading Risks
6.1 Volatility & Gapping. Prices can change quickly, including outside regular hours. Weekend and event gaps may cause orders (including stops) to fill at worse levels than requested.
6.2 Currency Risk. Trading products denominated in a currency different from your account introduces FX risk that can increase losses.
6.3 Pricing / Liquidity. Quoted prices may differ by provider and from interbank rates due to liquidity, market conditions, or internal pricing methodologies.
6.4 Time Risk / Trading Hours. Market hours vary and can change. When markets are closed, you cannot place/modify orders; protective orders may not execute at your specified levels upon reopening.
6.5 Suspensions & Halts. Exchanges or venues may suspend or restrict trading during fast markets; orders may be rejected or filled at materially different levels.
6.6 Non-Guaranteed Stops. Unless your provider offers a guaranteed stop and you have selected it (and paid any related cost), stop orders are not guaranteed.
6.7 Foreign Markets. Non-local markets carry additional risks (political, economic, regulatory, foreign-exchange controls) that may adversely affect prices and liquidity.
6.8 Regulatory & Legal Risk. Rule changes, sanctions, taxes, and other legal actions can impact pricing, costs, and your ability to trade or maintain positions.
6.9 Technical Risk. Platform, internet, power, hardware/software issues (on your side or the provider’s) may delay or prevent order entry, amendment, or execution.
6.10 Communication Risk. Delays, outages, or message failures may occur. You are responsible for safeguarding credentials and devices used to access your provider’s platform.

7. Collateral / Client Money
7.1 Nobles does not hold client money or assets. Any funds or collateral you deposit are held by your chosen provider under that provider’s client-money/custody arrangements and applicable law.
7.2 Depending on the product and venue, title to collateral may transfer to the provider. You may receive cash compensation rather than the exact assets you posted.

8. Insolvency Risk
8.1 If your provider or its sub-custodian/clearing venue becomes insolvent, your ability to recover funds or assets may depend on local law, segregation practices, compensation schemes (if any), and the provider’s terms. Nobles is not responsible for any loss arising from a third-party provider’s failure.

9. Your Responsibilities
9.1 Assess your objectives, experience, and risk tolerance. Consider independent professional advice.
9.2 Monitor open positions and margin levels continuously with your provider.
9.3 Maintain accurate contact details with your provider and keep your systems secure and up to date.

10. Contact & Entity Details
For Questions about this Policy: info@noblescapital.ae | +971 4 572 2980
Nobles Capital Advisors and Introducing Brokers LLC
Licence ref: 20200000246
Registered Office: Dubai, UAE